{"id":112,"date":"2016-08-29T16:15:34","date_gmt":"2016-08-29T14:15:34","guid":{"rendered":"http:\/\/datawiz.zpid.de\/?page_id=112"},"modified":"2019-02-23T13:07:11","modified_gmt":"2019-02-23T12:07:11","slug":"what-should-i-know-about-policies","status":"publish","type":"page","link":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/before-my-project-starts\/what-should-i-know-about-policies\/","title":{"rendered":"Data Policies"},"content":{"rendered":"<h3 style=\"text-align: justify;\">What is a Data Policy?<\/h3>\n<p style=\"text-align: justify;\">The <a href=\"http:\/\/ifdo.org\/open-accessdata-policies\/\" target=\"_blank\" rel=\"noopener noreferrer\">International Federation of Data Organizations for Social Science<\/a> (IFDO) (n.d.) provides the following definition of data policies:<\/p>\n<blockquote><p>Data policies are norms regulating management and publication of research data. They range from recommendations to enforcements. There is much variation in their scope and content across countries and across disciplines in single countries.<\/p><\/blockquote>\n<p style=\"text-align: justify;\">Many funding agencies, institutions (e.g. universities) or scientific societies (e.g. the American Psychological Association, APA, or the German Psychological Society, DGPs) have already adopted their own policies for good scientific practice and handling of research data.<\/p>\n<h3 style=\"text-align: justify;\">Recommendations on Safeguarding Good Scientific Practice<\/h3>\n<p style=\"text-align: justify;\">In Germany, the most prominent policy is the <a href=\"http:\/\/www.dfg.de\/en\/research_funding\/principles_dfg_funding\/good_scientific_practice\/index.html\" target=\"_blank\" rel=\"noopener noreferrer\">Recommendations on Safeguarding Good Scientific Practice<\/a> which was proposed by the <a href=\"http:\/\/www.dfg.de\/\" target=\"_blank\" rel=\"noopener noreferrer\">German Research Foundation<\/a> (DFG, 2013). Many adaptations of these guidelines have been passed by universities or scientific organizations in Germany (e.g. adaption of the <a href=\"https:\/\/www.leibniz-gemeinschaft.de\/forschung\/gute-wissenschaftliche-praxis\/\" target=\"_blank\" rel=\"noopener noreferrer\">Leibniz Gemeinschaft<\/a>). One of the core components of this guideline regarding research data is <em>Recommendation 7: Safeguarding and Storing of Primary Data <\/em>(p.21):<\/p>\n<blockquote><p>Primary data as the basis for publication shall be securely stored for ten years in a durable form in the institution of their origin.<\/p><\/blockquote>\n<p style=\"text-align: justify;\">Note the following implications of <em>Recommendation 7<\/em>:<\/p>\n<ol style=\"text-align: justify;\">\n<li>The storage duration does not depend on the data collection date but on the date of publications which are based on the data (even if your dataset was 20 years old, you would be required to store data if you published an article based on the data).<\/li>\n<li>Data shall be stored in a durable form (further information on long-term archiving can be retrieved from <a href=\"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/after-collection\/what-should-i-know-about-long-term-archiving-and-data-storage\/\" target=\"_blank\" rel=\"noopener noreferrer\">the knowledge base&#8217;s section on long-term archiving and data storage<\/a>).<\/li>\n<li>Data has to be stored in the institution of their origin. This implicates that depositing data in an archive is not sufficient if there is no additional local copy.<\/li>\n<\/ol>\n<p style=\"text-align: justify;\">However, in 2015, the DFG published <a href=\"http:\/\/www.dfg.de\/download\/pdf\/foerderung\/antragstellung\/forschungsdaten\/guidelines_research_data.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">an addendum on the handling of research data<\/a> which introduces an appropriate nationwide infrastructure as an alternative to local storage.<\/p>\n<blockquote>\n<div data-canvas-width=\"61.5705\">In accordance with the rules of good scientific practice, research data should be archived in the researcher&#8217;s own institution or an appropriate nationwide infrastructure for at least 10 years.<\/div>\n<\/blockquote>\n<h3 style=\"text-align: justify;\">Funding Agencies<\/h3>\n<p style=\"text-align: justify;\">Further information on funding agencies&#8217; data management requirements can be retrieved from <a href=\"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/before-my-project-starts\/what-should-i-know-about-funding-agency-guidelines\/\">the knowledge base&#8217;s section on funding agency guidelines<\/a>.<\/p>\n<h3 style=\"text-align: justify;\">Institutional Data Policies<\/h3>\n<p style=\"text-align: justify;\">While institutional Research Data Policies are common in the UK (see the DCC&#8217;s<a href=\"http:\/\/www.dcc.ac.uk\/resources\/policy-and-legal\/institutional-data-policies\" target=\"_blank\" rel=\"noopener noreferrer\"> list of UK institutional data policies<\/a>) or US (e.g. <a href=\"https:\/\/dc.uwm.edu\/cgi\/viewcontent.cgi?article=1005&amp;context=lib_staffart\" target=\"_blank\" rel=\"noopener noreferrer\">Briney, Goben and Zilinski, 2015<\/a>), German institutions have been reluctant to take up their own research data policies. German universities only recently started to create research data guidelines of their own.<\/p>\n<p style=\"text-align: justify;\">These guidelines vary across institutions. For example, while <a href=\"https:\/\/www.uni-heidelberg.de\/universitaet\/profil\/researchdata\/\" target=\"_blank\" rel=\"noopener noreferrer\">Heidelberg university&#8217;s guideline<\/a> demands every research project to create a data management plan, <a href=\"https:\/\/www.cms.hu-berlin.de\/de\/ueberblick\/projekte\/dataman\/policy\" target=\"_blank\" rel=\"noopener noreferrer\">HU Berlin&#8217;s guidelines<\/a> do not even mention data management plans. However, HU Berlin&#8217;s guidelines establish legal security for researchers as they clearly state, that researchers are responsible for publishing their research data.<\/p>\n<p style=\"text-align: justify;\">You can find a collection of German universities&#8217; guidelines on <a href=\"http:\/\/www.forschungsdaten.org\/index.php\/Data_Policies\" target=\"_blank\" rel=\"noopener noreferrer\">forschungsdaten.org<\/a>.<\/p>\n<h3>Journal Requirements<\/h3>\n<p><a href=\"http:\/\/journals.plos.org\/plosone\/s\/data-availability\" target=\"_blank\" rel=\"noopener noreferrer\">PLOS One<\/a> is probably the most prominent example of psychological journals, that require researchers to make data underlying their analyses openly available. Other journals, that introduce similar requirements, exist, but are less well-known or have a narrower scope (e.g. <a href=\"http:\/\/journal.sjdm.org\/\" target=\"_blank\" rel=\"noopener noreferrer\">Judgment and Decision Making<\/a>).<\/p>\n<p>Recently, journals are emerging, that exclusively publish results of pre-registered studies and require authors to share raw data upon publication (e.g. <a href=\"https:\/\/www.tandfonline.com\/loi\/rrsp20\" target=\"_blank\" rel=\"noopener noreferrer\">Comprehensive Results in Social Psychology<\/a>).<\/p>\n<p>Additionally, some APA journals recently introduced <em>Data Transparency Policies<\/em> (<a href=\"https:\/\/www.apa.org\/pubs\/journals\/apl\/?tab=4\" target=\"_blank\" rel=\"noopener noreferrer\">e.g. Journal of Applied Psychology<\/a>) that aim to prevent duplicate or piecemeal publication of scientific findings. These policies require researchers to state, which variables of a data collection have already been included in published analyses.<\/p>\n<p>Although no domain-specific overview of data policies in psychological journals exists, the following resources may be helpful:<\/p>\n<ul>\n<li>The <a href=\"https:\/\/jordproject.wordpress.com\/\">JoRD project<\/a> compiled an overview of <a href=\"https:\/\/jordproject.wordpress.com\/project-data\/social-science-journals-that-have-a-research-data-policy\/\">data policies in social science journals<\/a> based on the 2011 Thomson Reuters\u2019 Journal citation reports.<\/li>\n<li>Gary King provides a broader overview on scientific journal policies in the\u00a0 <em>Journal Policies<\/em> section of <a href=\"https:\/\/gking.harvard.edu\/pages\/data-sharing-and-replication\" target=\"_blank\" rel=\"noopener\">Data Sharing and Replication<\/a>.<\/li>\n<\/ul>\n<h3 style=\"text-align: justify;\">Guidelines for Clinical Research<\/h3>\n<p style=\"text-align: justify;\">The <a href=\"https:\/\/www.ich.org\/products\/guidelines.html\" target=\"_blank\" rel=\"noopener noreferrer\">ICH-Guidelines<\/a> offer comprehensive policies, which are especially interesting for clinical psychology. Additionally, these guidelines can also be regarded as an example for a strongly formalized policy in a related domain.<\/p>\n<p style=\"text-align: justify;\">The International Council for Harmonisation of Technical Requirements for Pharmaceuticals for Human Use (ICH) introduces policies regarding every aspect of clinical studies &#8211; from writing protocols and reporting clinical studies to coding of adverse events or performing statistical analyses. Hence, the ICH guidelines also touch important aspects of data management, especially in the range of documentation. In clinical studies it is common to write down workflows in Standard Operating Procedures (SOPs, see <a href=\"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/before-my-project-starts\/tansparent-science-and-data-provenance\/\">the knowledge base&#8217;s section on transparent science<\/a>) before the study starts. You can refer to the website of the <a href=\"https:\/\/www.tmf-ev.de\/Produkte\/SOP.aspx\" target=\"_blank\" rel=\"noopener noreferrer\">Technology, Methods, and Infrastructure for Networked Medical Research<\/a><span id=\"dnn_ctr1338_HtmlModule_lblContent\" class=\"Normal\"> <\/span>(short: TMF) to find sample SOPs.<\/p>\n<p style=\"text-align: justify;\">Under certain conditions, further legal regulations, like the Arzneitmittelgesetz (German Drug Law) or Medizinproduktgesetz (Medical Devices Act), can apply to clinical psychological studies. Additionally,\u00a0 a review of clinical studies through a medical Ethics Committee may be required (see\u00a0<a href=\"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/before-my-project-starts\/what-should-i-know-about-ethics\/\" target=\"_blank\" rel=\"noopener noreferrer\">the knowledge base&#8217;s section on Ethics Committees<\/a>).<\/p>\n<h3 style=\"text-align: justify;\">Further Resources<\/h3>\n<ul style=\"text-align: justify;\">\n<li><a href=\"https:\/\/www.forschungsdaten-bildung.de\/\">forschungsdaten-bildung.de<\/a> is an association of <a href=\"https:\/\/www.dipf.de\/\" target=\"_blank\" rel=\"noopener noreferrer\">DIPF<\/a>, <a href=\"https:\/\/www.gesis.org\/\" target=\"_blank\" rel=\"noopener noreferrer\">GESIS,<\/a> and <a href=\"https:\/\/www.iqb.hu-berlin.de\/\" target=\"_blank\" rel=\"noopener noreferrer\">IQB<\/a> that aims at building a technical, organizational, and legal infrastructure for research data; they offer information on data sharing, data curation, data management and related topics.<\/li>\n<li>The <a href=\"https:\/\/www.edawax.de\/\" target=\"_blank\" rel=\"noopener noreferrer\">EDaWaX Project<\/a> provides a collection of data sharing policies of economical science journals.<\/li>\n<li>The <a href=\"https:\/\/osf.io\/9f6gx\/wiki\/home\/\" target=\"_blank\" rel=\"noopener noreferrer\">Transparency and Openness Promotion (TOP) Guidelines<\/a> are a current approach which offers templates for policies which encourage open science (including open data and open material). These templates can be applied by journals or funding agencies.<\/li>\n<li>Regarding the US perspective on research data, the Office of Science and Technology Policy&#8217;s Memorandum\u00a0<a class=\"pdf\" href=\"https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/ostp_public_access_memo_2013.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Increasing Access to the Results of Federally Funded Scientific Research<\/a> (2013) has to be taken into account. The Memorandum specifies that research data should be openly accessible to the greatest extent, even for commercial use. Also see the <a href=\"https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/NSTC\/iwgodsp_principles_0.pdf\">Principles for Promoting Access to Federal Government-Supported Scientific Data and Research Findings through International Scientific Cooperation<\/a> which are based on the memorandum.<\/li>\n<\/ul>\n<h3 style=\"text-align: justify;\">References<\/h3>\n<ul>\n<li data-canvas-width=\"233.44500000000005\">Briney, K., Goben, A., &amp; Zilinski, L. (2015). Do You Have an Institutional Data Policy? A Review of the Current Landscape of Library Data Services and Institutional Data Policies. <em>Journal of Librarianship and Scholarly Communication<\/em>,<em> 3<\/em>(2), eP1232. dos: <a href=\"https:\/\/doi.org\/10.7710\/2162-3309.1232\" target=\"_blank\" rel=\"noopener noreferrer\">http:\/\/doi.org\/10.7710\/2162-3309.1232<\/a><\/li>\n<li data-canvas-width=\"233.44500000000005\"><span style=\"font-size: inherit;\">DFG (2013). <\/span><em style=\"font-size: inherit;\">Sicherung guter wissenschaftlicher Praxis<\/em><span style=\"font-size: inherit;\"> [Recommendations on Safeguarding Good Scientific Practice]<\/span><em style=\"font-size: inherit;\">.\u00a0<\/em><em>Retrieved from<\/em><em><a href=\"http:\/\/www.dfg.de\/download\/pdf\/dfg_im_profil\/reden_stellungnahmen\/download\/empfehlung_wiss_praxis_1310.pdf\" target=\"_blank\" rel=\"noopener noreferrer\"> http:\/\/www.dfg.de\/en\/research_funding\/principles_dfg_funding\/good_scientific_practice\/index.html<\/a><\/em><\/li>\n<li data-canvas-width=\"233.44500000000005\"><span style=\"font-size: inherit;\">DFG (2015). <\/span><em style=\"font-size: inherit;\">DFG Guidelines on the Handling of Research Data<\/em><span style=\"font-size: inherit;\">.\u00a0Retrieved from <\/span><a style=\"font-size: inherit;\" href=\"http:\/\/www.dfg.de\/download\/pdf\/foerderung\/antragstellung\/forschungsdaten\/guidelines_research_data.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">http:\/\/www.dfg.de\/download\/pdf\/foerderung\/antragstellung\/forschungsdaten\/guidelines_research_data.pdf<\/a><\/li>\n<li data-canvas-width=\"233.44500000000005\"><span style=\"font-size: inherit;\">International Federation of Data Organizations for Social Science (n.d.). <\/span><em style=\"font-size: inherit;\">Data policies<\/em><span style=\"font-size: inherit;\">.\u00a0<\/span><span style=\"font-size: inherit;\">Retrieved from <\/span><a style=\"font-size: inherit;\" href=\"http:\/\/ifdo.org\/wordpress\/open-accessdata-policies\/\" target=\"_blank\" rel=\"noopener noreferrer\">http:\/\/ifdo.org\/wordpress\/open-accessdata-policies\/<\/a><\/li>\n<li><span style=\"font-size: inherit;\">Interagency Working Group on Open Data Sharing Policy (2016). <\/span><em style=\"font-size: inherit;\">Principles for Promoting Access to Federal Government-Supported Scientific Data and Research Findings through International Scientific Cooperation.\u00a0<\/em><span style=\"font-size: inherit;\">Retrieved from<\/span><a style=\"font-size: inherit;\" href=\"https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/NSTC\/iwgodsp_principles_0.pdf\"> https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/NSTC\/iwgodsp_principles_0.pdf<\/a><\/li>\n<li><span style=\"font-size: inherit;\">Unger, H., &amp; Simon, D. (2016). <\/span><em style=\"font-size: inherit;\">Ethikkommissionen in den Sozialwissenschaften \u2012 Historische Entwicklungen und internationale Kontroversen <\/em><span style=\"font-size: inherit;\">[Ethics committees in social sciences <\/span><em style=\"font-size: inherit;\">&#8211; <\/em><span style=\"font-size: inherit;\">historical developments and international <\/span><em style=\"font-size: inherit;\">controversies]<\/em><span style=\"font-size: inherit;\">. Retrieved from <\/span><a style=\"font-size: inherit;\" href=\"http:\/\/www.ratswd.de\/dl\/RatSWD_WP_253.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">http:\/\/www.ratswd.de\/dl\/RatSWD_WP_253.pdf<\/a><\/li>\n<li><span style=\"font-size: inherit;\">Office of Science and Technology Policy (2013). <\/span><em style=\"font-size: inherit;\">Memorandum for the heads of executive departments and agencies<\/em><span style=\"font-size: inherit;\">. Retrieved from <\/span><a style=\"font-size: inherit;\" href=\"https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/ostp_public_access_memo_2013.pdf\">https:\/\/obamawhitehouse.archives.gov\/sites\/default\/files\/microsites\/ostp\/ostp_public_access_memo_2013.pdf<\/a><\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>What is a Data Policy? The International Federation of Data Organizations for Social Science (IFDO) (n.d.) provides the following definition of data policies: Data policies are norms regulating management and publication of research data. They range from recommendations to enforcements. There is much variation in their scope and content across countries and across disciplines in &#8230; <a title=\"Data Policies\" class=\"read-more\" href=\"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/before-my-project-starts\/what-should-i-know-about-policies\/\" aria-label=\"More on Data Policies\">Read more<\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"parent":36,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":[],"_links":{"self":[{"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/pages\/112"}],"collection":[{"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/comments?post=112"}],"version-history":[{"count":60,"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/pages\/112\/revisions"}],"predecessor-version":[{"id":2427,"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/pages\/112\/revisions\/2427"}],"up":[{"embeddable":true,"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/pages\/36"}],"wp:attachment":[{"href":"https:\/\/datawizkb.leibniz-psychology.org\/index.php\/wp-json\/wp\/v2\/media?parent=112"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}